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Financial Markets Authority
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#	Item
591	BATS Chi-X Europe Liquidity Provider API Version[removed]Nov[removed]BATS Trading Limited is a Recognised Investment Exchange regulated by the Financial Conduct Authority. Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2013-12-06 12:31:14 Bid–offer spread BATS Chi-X Europe Market liquidity Bat Financial markets Stock market Economics
592	Senior Persons Regime Implications for Senior Decision-Makers GRANT THORNTON FINANCIAL SERVICES GROUP Introduction Although the governance and risk management Add to Reading List Source URL: www.grant-thornton.co.uk Language: English - Date: 2014-03-17 10:59:39 Financial regulation Financial Regulator Financial Services and Markets Act Money laundering Financial Conduct Authority Federal Reserve System Business Economy of the Republic of Ireland United Kingdom Economy of the United Kingdom
593	2007 Liechtenstein Improves Investor Protection The Implementation of the EU «Markets in Financial Instruments Directive» (MiFID) Provides more Quality and Transparency On 1st November 2007 new legislation on the prov Add to Reading List Source URL: www.seeger.li Language: English - Date: 2014-01-28 09:09:34 Investment Finance European Union Markets in Financial Instruments Directive Stock market Financial Market Authority Financial services Accredited investor Multilateral Trading Facility Financial markets Financial economics Financial regulation
594	FCA[removed]PRA[removed]LEGAL CUTOVER (FEES) INSTRUMENT 2013 WHEREAS: A. The Authority has, in accordance with Article 5 of the Designation Order, appointed persons to exercise functions referred to in Article 5(1) of th Add to Reading List Source URL: media.fshandbook.info Language: English - Date: 2013-03-25 10:44:38 Financial Services and Markets Act Financial Conduct Authority United Kingdom Economy of the United Kingdom Prudential Regulation Authority
595	January 10, 2012 Via Electronic Mail Ms. Olga Petrenko and Mr. Christophe Polisset Senior Officers, Market Division European Securities and Markets Authority 103 Rue de Grenelle Add to Reading List Source URL: www.managedfunds.org Language: English Financial services Corporate finance Stock market Financial markets Hedge fund Credit default swap Hedge Convertible bond Bond Financial economics Finance Investment
596	Notification and justification for the UK Financial Conduct Authority’s (“FCA’s”) requirements relating to safe custody assets and client money, under Article 4 of Directive[removed]EC (“Level 2 Directive”) i Add to Reading List Source URL: ec.europa.eu Language: English - Date: 2014-11-12 08:15:45 Markets in Financial Instruments Directive Finance Financial services Financial system Lehman Brothers Financial adviser Investment Policy Statement Financial economics European Union Financial regulation
597	Notification and justification for the FSA’s requirements relating to client assets applicable to UK investment firms under Article 4 of Directive[removed]EC (“Level 2 Directive”) implementing Directive[removed]EC Add to Reading List Source URL: ec.europa.eu Language: English - Date: 2014-11-12 08:15:43 Financial markets Financial services Financial regulation Prime brokerage Hedge fund Markets in Financial Instruments Directive Investment banking Financial Services Authority Short Financial economics Finance Investment
598	30 January[removed]Kingdom of Saudi Arabia Capital Markets Authority Draft Rules for Qualified Foreign Financial Institutions Investment in Listed Shares BlackRock Comments and Recommendations BlackRock welcomes the public Add to Reading List Source URL: www.blackrock.com Language: English - Date: 2015-02-03 13:20:05 Financial markets Stock market BlackRock Capital Market Authority IShares QFI Stock Saudi Arabia Short Financial economics Investment Asia
599	14 January 2015 European Banking Authority Submitted via www.eba.europa.eu Re: Response to EBA Discussion Paper on simple standard and transparent securitisations The Association for Financial Markets in Europe (AFME), t Add to Reading List Source URL: www.isma.org Language: English Bonds Debt Securitization Covered bond Financial economics Economics Money Finance United States housing bubble Securities
600	Managed Funds Association Equity Market Structure Policy Recommendations September 30, 2014 The U.S. equity markets have evolved dramatically the last thirty years with both regulatory changes and technological innovatio Add to Reading List Source URL: www.managedfunds.org Language: English Business United States securities law Mathematical finance 73rd United States Congress Securities Exchange Act United States Securities and Exchange Commission U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Algorithmic trading Financial markets Financial economics Finance

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